Listed Companies

  • Annual Secretarial Compliance Certificate/Secretarial Audits- Regular reports ensuring adherence to statutory compliance requirements for listed companies.
  • Pre-IPO Due Diligence - Thorough assessment and evaluation of a company's preparedness for Initial Public Offering.
  • Insider Trading Compliances - Guidance and measures to prevent insider trading , ensure regulatory compliance and precautionary advice to avoid fallbacks.
  • Training Session for Board of Directors, Management & Functional heads on compliances- SEBI PIT & SEBI LODR such as Regulation 30, Familiarization Programme, SEBI PIT, SDD, RPTs etc.
  • Issuing Compliance Certificates & Pricing Certificates under SEBI ICDR for Preferential issue, Fresh IPOs, Rights Issues.
  • Advisory on Implementation of RPTs, loans and investments, fund raising, change in Board of Directors.
  • Corporate Governance Certification - Certification process to affirm adherence to corporate governance standards and practices.
  • Execution of Related Party Transactions.
  • ESOPs-Implementation, Advisory & Compliances.
  • Drafting/vetting of disclosures filed to Stock Exchange
  • Representations before Adjudication officer of SEBI, Stock Exchanges including preparing replies.
  • Regular Advisory & Opinions on SEBI LODR/SEBI Insider Trading.
  • Review & Vetting of Policies under SEBI LODR/SEBI Insider Trading.
  • Due Diligence for Voluntary Delisting
 
     
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